1.2 FINANCIAL SENSE SECURITIES, INC. 2020 01 2020-04-30T13:17:44.949-04:00 01 2020 100.00 90.70 0.00 0.00 9.30 National Financial Services LLC XSTM 46.81 48.89 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 28.01 27.41 0.00 0.00 41.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 12.77 10.74 0.00 0.00 58.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 4.61 4.81 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 4.26 4.44 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 2.84 2.96 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 0.71 0.74 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 93.24 0.00 0.45 6.31 National Financial Services LLC XSTM 41.03 42.69 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 30.65 30.88 0.00 0.00 28.57 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 15.87 13.98 0.00 0.00 71.43 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 4.52 4.70 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 3.54 3.68 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 2.20 2.29 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 1.59 1.65 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.49 0.00 0.00 100.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 0.12 0.13 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 88.00 4.00 8.00 0.00 MORGAN STANLEY & CO. LLC MSCO 40.00 40.91 0.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 24.00 27.27 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Susquehanna Capital Group SUSQ 12.00 13.64 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citigroup Global Markets, Inc. CITI 8.00 9.09 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Interactive Brokers LLC IBKR 8.00 0.00 100.00 50.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 DASH FINANCIAL TECHNOLOGIES LLC DASH 4.00 4.55 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Wolverine Execution Services LLC WEXX 4.00 4.55 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 02 2020 100.00 94.05 0.00 0.00 5.95 National Financial Services LLC XSTM 42.67 44.14 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 28.00 26.90 0.00 0.00 60.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 18.67 17.93 0.00 0.00 40.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 4.00 4.14 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 4.00 4.14 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 2.67 2.76 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 95.37 1.54 1.85 1.23 National Financial Services LLC XSTM 37.48 38.49 33.33 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 30.81 31.32 25.00 22.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 18.56 18.49 8.33 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 4.86 4.53 25.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 3.42 3.40 8.33 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 1.80 1.89 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.62 1.70 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 0.54 0.00 0.00 33.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.36 0.00 0.00 22.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NYSE Arca ARCA 0.18 0.00 0.00 11.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 88.24 0.00 11.76 0.00 Citadel Securities LLC CDRG 29.41 33.33 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 MORGAN STANLEY & CO. LLC MSCO 17.65 20.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Susquehanna Capital Group SUSQ 17.65 20.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citigroup Global Markets, Inc. CITI 11.76 13.33 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Interactive Brokers LLC IBKR 11.76 0.00 0.00 100.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 DASH FINANCIAL TECHNOLOGIES LLC DASH 5.88 6.67 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Wolverine Execution Services LLC WEXX 5.88 6.67 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 03 2020 100.00 97.94 0.00 1.03 1.03 National Financial Services LLC XSTM 47.38 48.07 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 27.49 27.16 0.00 20.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 8.50 8.62 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 5.24 5.32 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 4.88 4.95 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 3.44 3.49 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.63 1.65 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 0.72 0.73 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.36 0.00 0.00 40.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 0.18 0.00 0.00 20.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 94.70 0.95 1.90 2.45 National Financial Services LLC XSTM 39.23 40.53 40.91 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citadel Securities LLC CDRG 29.54 29.85 4.55 4.17 72.22 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 10.77 10.76 13.64 0.00 22.22 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 6.08 6.07 13.64 4.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 5.54 5.34 27.27 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 4.00 4.05 0.00 8.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 2.08 2.02 0.00 4.17 5.56 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 1.31 1.38 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 0.69 0.00 0.00 37.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NYSE Arca ARCA 0.54 0.00 0.00 29.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 50.00 0.00 50.00 0.00 Citadel Securities LLC CDRG 43.75 25.00 0.00 62.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Citigroup Global Markets, Inc. CITI 25.00 37.50 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Susquehanna Capital Group SUSQ 18.75 37.50 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 MORGAN STANLEY & CO. LLC MSCO 6.25 0.00 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Wolverine Execution Services LLC WEXX 6.25 0.00 0.00 12.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]